Professional License Defense Attorney for
CPAs in New York State
Legal Defense for Certified Public Accountants Facing Disciplinary Action in New York
When Certified Public Accountants (CPAs) in New York State face disciplinary action, the consequences can be severe. The New York State Office of Professional Discipline (OPD) investigates allegations against licensed professionals, including CPAs, and has the authority to impose penalties ranging from fines to license suspension or revocation. If you are under investigation or facing an OPD hearing, securing legal representation from a professional license defense attorney is essential to protecting your career and reputation.
At Norman Spencer Law Group PC, our attorneys provide legal defense for CPAs throughout NY State who are dealing with OPD investigations, disciplinary hearings, and licensing issues. We understand the complex regulations governing accountants and the risks they face when allegations arise. Whether you have received notice of an investigation, need to respond to a complaint, or must attend a hearing before the New York State Board for Public Accountancy, our legal team can assist in building a strong defense.
Common Reasons CPAs Face OPD Investigations in NY
The Office of Professional Discipline investigates CPAs for a variety of reasons, including:
- Ethical Violations – Allegations of dishonesty, conflicts of interest, or breach of fiduciary duty.
- Professional Misconduct – Claims of negligence, conflicts of interest, or improper client relationships.
- Financial Misconduct – Accusations of fraud, embezzlement, or improper financial reporting.
- Negligence or Incompetence – Errors in tax preparation, audits, or financial statements that lead to client losses.
- Failure to Comply with Regulations – Violations of New York State tax laws, financial reporting standards, or CPA board rules.
- Criminal Charges – A criminal conviction, even unrelated to accounting, can trigger disciplinary action from the OPD.
- Unprofessional Conduct – Personal behavior that is deemed unethical or improper in a professional setting.
- Substance Abuse or Moral Character Concerns – Issues that may impact your ability to maintain licensure.
Facing an OPD investigation can be overwhelming. However, taking the right steps early in the process can make a significant difference in the outcome. If you have received an inquiry from the Office of Professional Discipline, it is critical to consult with an OPD lawyer in New York State as soon as possible to begin preparing your response.
How We Defend CPAs in New York State
Facing the New York State Board for Public Accountancy can be intimidating, but our firm has extensive experience representing CPAs in investigations, disciplinary hearings, and appeals. Our defense strategy includes:
- Early Intervention – Responding to complaints promptly to minimize risk.
- Comprehensive Case Analysis – Gathering evidence and crafting a strong defense.
- Representation at Hearings – Advocating on your behalf before regulatory boards.
- Negotiation of Penalties – Working to reduce or eliminate disciplinary actions.
Protect Your CPA License—Get Legal Help Today
If you are a Certified Public Accountant facing an investigation, complaint, or disciplinary hearing in New York State, don’t wait until it’s too late. The sooner you seek legal representation, the better your chances of protecting your license and reputation.
Contact us today for a confidential consultation and take the first step toward safeguarding your career.